Learning Objectives

• Learn how taking a strategic approach to compliance and developing a new compliance-mindset can build trust and create value for your customers, stakeholders, and society at large
• Apply proactive compliance assurance approaches to reduce response times to regulatory inquires and to achieve the best possible inspection/audit outcomes
• Create an incident management plan that meets regulatory expectations reducing the likelihood of further compliance action
• Analyze enforcement decisions to determine if legal standards are met to ensure you achieve the best possible regulatory, operational, and business outcomes

Curriculum

Section 1: Understanding the mindset of the energy regulator and revisit how you manage compliance to increase effectiveness, reduce costs, and build trust

Section 2: Voluntary Self Disclosure – How compliance assurance activities can be proactive, preventive, and protective

Section 3: Preparing for a regulatory inspection/audit and how to regain trust when things go wrong

Section 4: How to proactively respond to regulators before the issuance of compliance orders

Section 5: Don’t pay any more than you should when being issued an administrative Monetary Penalty

Section 6: Ensure fairness in regulatory decision making and achieve the best possible outcomes

Additional Information

• All course materials will be available (for viewing only) to those who register after the live course
• Prices are in US dollars
• We have affordable subscription options for individuals, teams and companies. With a subscription you get unlimited access to our full library of live and e-learning courses.

Still have questions? Connect with us at esglearning@evaluateenergy.com.